Regulatory Remediation & Audit Resolution | Laksh Vaswani
Remediation, consent order strategy, and regulatory exam readiness by Laksh Vaswani. Proven leader in closing MRAs and rebuilding audit confidence.
overview
Laksh Vaswani delivers end-to-end regulatory remediation for financial institutions navigating MRA/MRIA closure, consent orders, and examiner scrutiny. With 25+ years as a tier-1 bank executive, he transforms regulatory findings into resolved, documented, and board-defensible outcomes.
Close MRAs. Calm Auditors. Build Long-Term Trust.
Laksh Vaswani helps institutions respond confidently to regulatory findings, exam pressure, and high-risk oversight. His remediation programs are built to satisfy OCC, FRB, NYDFS — and survive scrutiny.
MRAs Closed Under Regulatory Supervision
Remediation Blueprints Replicated Across
Exam Readiness Achieved in
Digital Solutions Deployed Across
A Proven Approach to Regulatory Remediation
MRA/MRIA Closure
Root cause analysis, program plans, corrective action response.
Consent Order Execution
Full-cycle remediation, reporting, oversight frameworks.
Exam Readiness & Prep
Practice exams, walkthroughs, and regulator engagement strategy.
Audit Finding Management
Traceability, validation, control remediation planning.
Real-World Outcomes
Closed 5+ MRAs with Federal Reserve and OCC examiners. Executed consent order remediation programs across multiple institutions, saving $10M+ in regulatory penalties. Built control frameworks adopted enterprise-wide across 4+ global banks.
What Happens When the Right Program Meets the Right Leader
- 5+ MRAs closed under OCC/FRB/NYDFS
- Consent order resolution framework reused across 3 banks
- "Clean” exam outcomes within 90–120 days
- Reduced audit rework by over 50%
- Board confidence restored with measurable results
Clients Testimonials
Trusted by senior executives and Chief Risk Officers at tier-1 global institutions, Laksh consistently transforms the most complex regulatory challenges into sustainable, examiner-ready compliance programs.
Business Support Analyst Senior at USAA
Laksh brings positive energy to any team. In a very short time he transformed the way we approached regulatory control assessments and audit readiness. His leadership style creates momentum and his frameworks hold up under examiner review. A rare combination of strategic vision and hands-on execution.
Risk Analyst & Business Process Improvement, Internal Audit
Laksh does not hesitate to take on additional work and engage with more teams and help them achieve their objectives. His solutions are customized and practical to suit the needs of the situation and tailored to meet the changing demands of his partners and stakeholders. He is resourceful, helpful and brings positivity that helps to bring out the best of every team he engages with. I highly recommend Laksh.