Meet Laksh Vaswani
A strategic executive who blends governance, resilience, and innovation — trusted by regulators, boards, and business leaders across the globe.


About
Global GRC Executive. Innovation-Ready Risk Strategist
Laksh Vaswani is a 25+ year global leader in financial services, known for delivering high-stakes transformation programs that align risk, compliance, operations, and digital execution.
He has held senior roles at firms like MUFG, BNY Mellon, Morgan Stanley, and USAA — where he helped close MRAs, optimize controls, navigate OCC and FRB scrutiny, and build digital solutions at scale.
Laksh’s mission is to help institutions drive enterprise change, while protecting what matters most: trust, transparency, and sustainable growth.

Certifications & Executive Programs

Industry Awards & Media Mentions

Process Turnaround Projects Led

Institutions Advised Globally

Leadership
A Track Record That Speaks for Itself

- Global Programs Across U.S., U.K., APAC
- 5+ MRAs & Consent Orders Closed
- $10M+ Saved via Control Redesign & Automation
- AI Lab + Innovation Governance Architect
- Featured Thought Leader & Author



Leadership
From Global Roots to Global Impact
Laksh Vaswani is a globally respected transformation executive with a career built across Asia, Africa, Europe, and North America. From his earliest professional years working across borders to leading high-stakes change in New York’s financial institutions, Laksh brings cultural fluency, executional excellence, and a calm, credible presence to every environment he leads.
Now based in New York and New Jersey, Laksh spent more than 25 years in the financial core of New York, known across institutions as the leader brought in to stabilize, solve, and transform. At BNY Mellon, he earned the nickname “James Bond of Risk” — parachuted into troubled initiatives where stakes were high, clarity was lacking, and regulatory pressure was mounting.
His credentials include an MBA from Texas A&M, executive education from Harvard, Columbia, and Wharton, and industry certifications such as Lean Six Sigma Black Belt, Portfolio Manager Certification, PMP, SAFe Agilist, and ISACA’s CISA, CISM, CRISC, and CGEIT. But it’s Laksh’s real-world delivery that has defined his brand — from AI innovation labs to MRA remediations, he helps firms lead with precision, integrity, and vision.
Laksh is also a best-selling author, a frequent industry speaker, and a confidant to CEOs, regulators, risk officers, and program leaders. He’s recognized with global awards including the International Achievers Award – Finance & Risk, and has been consistently trusted to drive strategic outcomes while protecting institutional reputations.
But leadership, to Laksh, has never been limited to work.
He was publicly honored by the Chief of Police for the Port Authority of New York and New Jersey for heroically saving a life on a PATH train. He is a lifetime mentor to professionals across financial services and technology. And alongside his wife, he actively donates time, funding, and support to grassroots charities across South America, Africa, and Asia — focused on education, empowerment, and healthcare access.
Laksh is also a member of the American Red Cross Gallon Club, and many other charities.
At home, he is a proud father of twin teenage boys, an experimental home chef, and an unapologetically curious traveler. His philosophy blends global thinking with grounded action, and his mission is simple:
“Leave systems stronger. Leave people better. Build legacies that last.”
Frequently Asked Questions
Laksh Vaswani is a seasoned global executive with over 25 years of experience in financial services. He specializes in leading transformation programs that align risk, compliance, operations, and digital strategy across global institutions.
Laksh has successfully closed over 5 MRAs and consent orders, saved $10M+ through control redesign and automation, and helped top-tier financial institutions navigate regulatory scrutiny while driving innovation.
He has held senior roles at major firms including MUFG, BNY Mellon, Morgan Stanley, and TIAA, where he played key roles in regulatory remediation, digital execution, and governance transformation.
Yes, Laksh has been honored with the International Achievers Award 2024, co-authored the Amazon bestseller “Pivotal Leadership,” and has been featured in media outlets like Time Business News and iBusinessDay. He’s also a sought-after speaker at industry events.
Laksh combines deep expertise in risk and compliance with a forward-looking approach to digital transformation. As an AI lab and innovation governance architect, he is uniquely positioned to help institutions drive sustainable change while safeguarding trust and transparency.