Regulatory Remediation & Audit Resolution | Laksh Vaswani
Remediation, consent order strategy, and regulatory exam readiness by Laksh Vaswani. Proven leader in closing MRAs and rebuilding audit confidence.
overview
Close MRAs. Calm Auditors. Build Long-Term Trust.
Laksh Vaswani helps institutions respond confidently to regulatory findings, exam pressure, and high-risk oversight. His remediation programs are built to satisfy OCC, FRB, NYDFS — and survive scrutiny.
MRAs Closed Under Regulatory Supervision
Remediation Blueprints Replicated Across
Exam Readiness Achieved in
Digital Solutions Deployed Across
NEW Headline Require
MRA/MRIA Closure
Root cause analysis, program plans, corrective action response.
Consent Order Execution
Full-cycle remediation, reporting, oversight frameworks.
Exam Readiness & Prep
Practice exams, walkthroughs, and regulator engagement strategy.
Audit Finding Management
Traceability, validation, control remediation planning.
Real-World Outcomes
What Happens When the Right Program Meets the Right Leader
- 5+ MRAs closed under OCC/FRB/NYDFS
- Consent order resolution framework reused across 3 banks
- "Clean” exam outcomes within 90–120 days
- Reduced audit rework by over 50%
- Board confidence restored with measurable results
Clients Testimonials
Technical Business Analyst at Ardan Inc.
Laksh (Lalit) is a self-motivated, forward-thinking and capable intelligent leader with amazing knowledge in many domains. He has a very positive attitude and his exceptional decisions on workflows and methodical approach to satisfying client needs, saved initiatives that would have been otherwise doomed. He is capable of quickly adapting to changes and learn and manage in new domains and environments. Laksh is a people person, who leads and inspires by example, his teams are motivated by his contagious enthusiasm and dedication. His hands-on approach to take on challenging assignments and coach his teams and clients is inspiring. He is genuinely interested in the benefit of his clients, stakeholders and the people his global teams and invests himself in long lasting relationships. He comes highly recommended.
Release Train Engineer @ Aetna
Laksh is a visionary leader who understands the intersection of trading, risk, and regulatory expectations better than anyone I’ve worked with. His ability to efficiently manage risk, resolve audit and regulatory issues, and align expectations across the Second and Third Lines of Defense made a tangible impact on our desk and the broader business.
SVP, MUFG
Laksh belongs to a rare class of efficient managers, who also double up as a mentor and coach. He hired me to work on a complex global transformation initiative and ensured that the team rise up to the challenging tasks. He was always there to support when needed and at other times he let us lead. He is known to get the most challenging portfolio of programs and successfully delivers on global initiative using his sheer leadership skills and every other skill at his teams disposal. He challenges his team to help them grow and achieve their goals and always leads by example. He's smart, organized, technically savvy, quick learner and a great person to work with. He's highly recommended.